Cao, Zhirong 曹志荣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-09-28 | 2007-12-31 | Rep | Advising on corporate finance | 2011-03-01 | 2016-12-31 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | Rep | Dealing in securities | 2021-10-27 |
3 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-03-28 | 2007-09-25 | Rep | Dealing in securities | 2006-03-28 | 2007-09-25 | Rep | Advising on corporate finance | 2008-02-18 | 2009-07-01 | Rep | Dealing in securities | 2008-03-10 | 2009-07-01 |
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