Yim, Man Yee 嚴敏儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2009-10-27 | 2010-04-27 | Rep | Asset management | 2009-10-27 | 2010-04-27 | RO | Advising on securities | 2009-10-27 | 2010-04-27 |
2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-11-19 | 2004-05-18 | Rep | Advising on securities | 2004-08-31 | 2006-01-28 |
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