Dennig, Gerald Froemke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AlTi Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2009-03-23 | 2009-04-28 | Rep | Asset management | 2009-03-23 | 2009-04-28 | RO | Advising on securities | 2009-04-28 | 2010-04-30 | RO | Asset management | 2009-04-28 | 2010-04-30 | RO | Advising on futures contracts | 2009-10-12 | 2010-04-30 |
2 | CAIDAO CAPITAL LIMITED | RO | Advising on securities | 2016-09-13 | 2016-10-03 | RO | Asset management | 2016-09-13 | 2016-10-03 |
3 | DEMETER ASSET MANAGEMENT LIMITED | Rep | Asset management | 2003-10-02 | 2004-10-05 | RO | Asset management | 2004-10-05 | 2009-03-13 | RO | Advising on securities | 2006-01-06 | 2009-03-13 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in securities | 2003-08-13 |
5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in futures contracts | 2003-08-13 |
6 | Kingsbridge Limited (d2014-08-15) | RO | Advising on securities | 2010-07-28 | 2014-02-12 | RO | Asset management | 2010-07-28 | 2014-02-12 |
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