Lau, Wai Fong (SFC:AHL933) 劉惠芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Joy Silver Limited | Rep | Advising on corporate finance | 2006-06-28 | 2006-10-31 | RO | Advising on corporate finance | 2006-10-31 | 2006-11-06 |
2 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on securities | 2004-01-20 | Rep | Advising on corporate finance | 2006-02-16 |
3 | Proton Capital Limited | RO | Advising on corporate finance | 2007-10-16 | RO | Dealing in securities | 2012-09-28 | 2019-08-13 |
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