Au-Yeung, Yan Lun 歐陽欣麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2015-04-15 | 2016-08-22 | RO | Dealing in securities | 2015-04-15 | 2016-08-22 |
2 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-23 | 2008-04-29 | RO | Advising on corporate finance | 2008-04-29 | 2013-11-30 | Rep | Dealing in securities | 2009-02-02 | 2009-04-29 | RO | Dealing in securities | 2009-04-29 | 2013-11-30 |
3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-10-28 | |
4 | LY CAPITAL LIMITED | RO | Advising on corporate finance | 2013-12-11 | 2015-03-30 | RO | Dealing in securities | 2013-12-11 | 2015-03-30 |
5 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2007-10-05 | 2008-09-01 |
6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-09-05 | 2016-11-22 | Rep | Dealing in securities | 2016-09-05 | 2016-11-22 | Rep | Advising on securities | 2016-09-05 | 2019-04-30 | RO | Advising on corporate finance | 2016-11-22 | 2019-04-30 | RO | Dealing in securities | 2016-11-22 | 2019-04-30 |
7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-02 | 2019-06-11 | RO | Dealing in securities | 2019-06-11 |
8 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-05-02 | 2019-06-11 | RO | Advising on corporate finance | 2019-06-11 |
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