Chen, Yuan (SFC:AEJ844) 陳遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-04-28 | 2009-08-12 | RO | Dealing in securities | 2009-08-12 | 2010-09-23 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-27 | 2004-08-30 | Rep | Dealing in securities | 2004-01-27 | 2004-08-30 | RO | Dealing in securities | 2004-08-30 | 2005-07-14 | RO | Advising on securities | 2004-12-07 | 2005-07-14 | RO | Advising on securities | 2006-07-15 | 2009-04-01 | RO | Dealing in securities | 2006-07-15 | 2009-04-01 |
| 3 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2004-01-14 | Rep | Dealing in securities | 2004-01-14 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-04-10 | 2006-04-21 | Rep | Dealing in securities | 2006-04-10 | 2006-04-21 |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2005-07-15 | 2006-04-08 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-15 | 2006-04-08 |
| 7 | SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | Advising on securities | 2017-06-02 | 2017-07-04 | RO | Asset management | 2017-06-02 | 2017-07-04 | RO | Dealing in securities | 2017-06-02 | 2017-07-04 |
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