Liu, Yaokun (SFC:BJI665) 劉耀坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-04-07 | 2017-04-12 | Rep | Advising on securities | 2017-06-02 | 2017-06-11 | Rep | Advising on securities | 2018-04-06 | 2018-04-10 | Rep | Advising on securities | 2019-03-12 | 2019-04-13 | Rep | Advising on securities | 2019-06-28 | 2019-07-08 | Rep | Advising on securities | 2019-07-26 |
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