Chan, Ping Yip 陳炳業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2006-04-26 | 2009-09-07 | RO | Dealing in securities | 2009-09-07 | 2013-04-03 | Rep | Dealing in securities | 2013-04-03 | 2014-02-12 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-10-29 | 2006-04-18 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-29 | 2006-04-18 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-29 | 2004-03-23 |
| 5 | Grand Capital Futures Limited | RO | Advising on futures contracts | 2019-10-10 | 2024-12-17 | RO | Dealing in futures contracts | 2019-10-10 | 2024-12-17 |
| 6 | Grand Capital Securities Limited | RO | Advising on securities | 2019-10-10 | 2024-12-19 | RO | Dealing in securities | 2019-10-10 | 2024-12-19 |
| 7 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-06 | Rep | Advising on securities | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Dealing in securities | 2003-06-06 |
| 8 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-06 | Rep | Advising on securities | 2003-06-06 | Rep | Asset management | 2003-06-06 | Rep | Automated trading services | 2003-06-06 | Rep | Dealing in securities | 2003-06-06 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-01 | 2004-08-09 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-25 | 2004-08-09 |
| 11 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-04-17 | 2017-11-30 | RO | Dealing in futures contracts | 2017-11-30 | 2019-01-11 |
| 12 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-03-12 | 2015-08-13 | RO | Advising on securities | 2015-08-13 | 2019-01-11 | RO | Dealing in securities | 2015-08-13 | 2019-01-11 | RO | Dealing in futures contracts | 2017-11-30 | 2019-01-11 |
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