Cheng, Ka Yee (SFC:AFE070) 鄭家怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2010-10-18 | Rep | Dealing in securities | 2010-10-18 |
| 2 | HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED | Rep | Advising on corporate finance | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Advising on securities | 2005-02-03 | RO | Advising on securities | 2005-02-03 | 2010-04-30 |
| 3 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2010-11-05 | 2011-06-30 |
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