Lian, Fai 連暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-04-18 | 2009-02-09 | Rep | Advising on securities | 2012-10-03 | 2013-03-27 | Rep | Dealing in securities | 2012-10-03 | 2013-03-27 |
2 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2009-11-20 | 2012-04-01 |
3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2013-05-06 | 2013-12-18 | Rep | Dealing in securities | 2013-05-06 | 2013-12-18 |
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