Yang, Xiao Ming (SFC:AFL707) 楊曉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ENLIGHTEN SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-23 | Rep | Advising on securities | 2003-07-23 | Rep | Asset management | 2003-07-23 | Rep | Dealing in securities | 2003-07-24 |
2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-05-09 | |
3 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2003-07-24 | 2019-04-30 |
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