Beattie, Russell William

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2010-10-08 2010-11-22
Rep Dealing in securities 2010-10-08 2014-06-03
RO Dealing in futures contracts 2010-11-22 2012-02-13
Rep Dealing in futures contracts 2012-02-13 2014-06-03
2 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on futures contracts 2007-05-14 2007-09-14
Rep Dealing in futures contracts 2007-05-14 2007-09-14
Rep Dealing in securities 2007-07-06 2010-04-30
RO Advising on futures contracts 2007-09-14 2010-04-30
RO Dealing in futures contracts 2007-09-14 2010-04-30
3 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-10-14 2007-05-10
4 HSBC Corporate Finance (Hong Kong) Limited RO Dealing in futures contracts 2006-04-28 2007-05-10
5 HSBC FUTURES (SINGAPORE) PTE LTD Rep Dealing in futures contracts 2004-10-14 2005-09-30
RO Dealing in futures contracts 2005-09-30 2007-05-10
RO Advising on futures contracts 2007-04-20 2007-05-10
6 HSBC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-10-14 2005-11-14
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2015-01-19 2015-08-13
RO Dealing in securities 2015-08-13 2018-12-19
Rep Dealing in securities 2020-06-15 2021-07-09
8 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2015-01-19 2015-08-13
Rep Dealing in securities 2015-01-19 2015-08-13
RO Dealing in futures contracts 2015-08-13 2021-07-09
RO Dealing in securities 2015-08-13 2021-07-09

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