Fischer, Nathan David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-10-06 | 2016-08-02 | RO | Advising on securities | 2016-08-02 | 2018-12-17 | RO | Dealing in securities | 2016-08-02 | 2020-04-20 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2021-11-11 | 2023-03-29 | Rep | Dealing in futures contracts | 2021-12-03 | 2023-04-25 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2020-07-28 | 2021-10-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-08-09 |
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