Shum, Wai Chun 沈偉俊

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on securities 2010-08-02 2010-12-20
Rep Asset management 2010-08-02 2010-12-20
Rep Dealing in securities 2010-08-02 2010-12-20
RO Advising on securities 2010-12-20 2012-02-01
RO Asset management 2010-12-20 2012-02-01
RO Dealing in securities 2010-12-20 2012-02-01
2 BOCHK Asset Management Limited RO Advising on securities 2014-04-07 2017-05-03
RO Asset management 2014-04-07 2017-05-03
RO Dealing in securities 2014-04-07 2017-05-03
3 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED Rep Advising on securities 2004-07-15 2004-09-17
RO Advising on securities 2004-09-17 2005-01-10
4 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Asset management 2005-01-11 2005-10-29
RO Asset management 2005-10-29 2007-07-04
Rep Dealing in securities 2006-02-02 2007-07-04
5 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2007-10-23 2008-04-28
Rep Dealing in securities 2007-10-23 2008-04-28
Rep Advising on securities 2007-11-06 2008-04-28
RO Advising on securities 2008-04-28 2010-04-16
RO Asset management 2008-04-28 2010-04-16
RO Dealing in securities 2008-04-28 2010-04-16
6 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2007-10-23 2010-04-16
7 Mercer (Hong Kong) Limited RO Advising on securities 2004-07-07
8 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Rep Advising on securities 2017-05-29 2017-07-14
Rep Asset management 2017-05-29 2017-07-14
RO Advising on securities 2017-07-14 2018-01-12
RO Asset management 2017-07-14 2018-01-12
9 Sensible Asset Management Limited Rep Advising on securities 2017-05-29 2017-07-14
Rep Asset management 2017-05-29 2017-07-14
RO Advising on securities 2017-07-14 2018-01-12
RO Asset management 2017-07-14 2018-01-12
10 VALUE PARTNERS HONG KONG LIMITED Rep Advising on securities 2017-05-29 2017-07-14
Rep Asset management 2017-05-29 2017-07-14
Rep Dealing in securities 2017-05-29 2017-07-14
RO Advising on securities 2017-07-14 2018-01-12
RO Asset management 2017-07-14 2018-01-12
RO Dealing in securities 2017-07-14 2018-01-12
11 VALUE PARTNERS LIMITED Rep Advising on securities 2017-05-29 2017-07-14
Rep Asset management 2017-05-29 2017-07-14
Rep Dealing in securities 2017-05-29 2017-07-14
RO Advising on securities 2017-07-14 2018-01-12
RO Asset management 2017-07-14 2018-01-12
RO Dealing in securities 2017-07-14 2018-01-12
12 Value Partners Private Equity Limited Rep Advising on securities 2017-05-29 2017-07-14
Rep Asset management 2017-05-29 2017-07-14
RO Advising on securities 2017-07-14 2018-01-12
RO Asset management 2017-07-14 2018-01-12
13 VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED Rep Advising on securities 2017-05-29 2017-07-14
Rep Asset management 2017-05-29 2017-07-14
Rep Dealing in securities 2017-05-29 2017-07-14
RO Advising on securities 2017-07-14 2018-01-12
RO Asset management 2017-07-14 2018-01-12
RO Dealing in securities 2017-07-14 2018-01-12
14 VMS Asset Management Limited Rep Asset management 2020-02-04 2020-03-19
RO Asset management 2020-03-19 2020-08-20
15 VMS Securities Limited Rep Advising on securities 2020-02-04 2020-03-19
Rep Dealing in securities 2020-02-04 2020-03-19
RO Advising on securities 2020-03-19 2020-08-20
RO Dealing in securities 2020-03-19 2020-08-20

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