Yip, Sui Lin 葉瑞蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Advising on futures contracts | 2008-02-14 | Rep | Asset management | 2008-02-14 | Rep | Dealing in securities | 2003-09-01 | 2008-02-14 | RO | Advising on futures contracts | 2008-02-14 | 2014-06-26 | RO | Asset management | 2008-02-14 | 2014-06-26 | RO | Dealing in securities | 2008-02-14 | 2014-06-26 |
2 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 |
3 | CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-10-30 | |
4 | LBN Advisers Limited | Rep | Asset management | 2015-01-26 | 2015-06-20 |
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