Kwan, Chi Wang 關子宏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on futures contracts 2011-04-04 2012-01-02
Rep Advising on securities 2011-04-04 2012-01-02
Rep Asset management 2011-04-04 2012-01-02
Rep Dealing in securities 2011-04-04 2012-01-02
2 Eastspring Investments (Hong Kong) Limited Rep Asset management 2007-03-20 2007-09-18
3 First Sentier Investors (Hong Kong) Limited Rep Advising on corporate finance 2004-10-15
Rep Advising on futures contracts 2005-05-14
Rep Advising on securities 2005-05-14
Rep Asset management 2005-05-14
4 FIRST STATE (HONG KONG) LLC Rep Advising on corporate finance 2004-10-15
Rep Advising on futures contracts 2005-05-14
Rep Advising on securities 2005-05-14
Rep Asset management 2005-05-14
5 HARVEST GLOBAL INVESTMENTS LIMITED Rep Advising on securities 2012-01-03 2012-05-16
Rep Asset management 2012-01-03 2012-05-16
RO Advising on securities 2012-05-16 2024-01-08
RO Asset management 2012-05-16 2024-01-08
RO Dealing in securities 2015-11-10 2024-01-08

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