Lam, Ka Keung (SFC:ADE238) 林家強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-02 | 2007-11-08 | Rep | Dealing in securities | 2007-10-02 | 2007-11-08 | Rep | Asset management | 2007-11-08 | 2008-02-20 | RO | Advising on securities | 2007-11-08 | 2008-07-31 | RO | Dealing in securities | 2007-11-08 | 2008-07-31 | RO | Asset management | 2008-02-20 | 2008-07-31 |
2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2007-10-02 | 2007-11-08 | Rep | Dealing in securities | 2007-10-02 | 2007-11-08 | Rep | Asset management | 2007-11-08 | 2008-02-20 | RO | Advising on securities | 2007-11-08 | 2011-10-19 | RO | Dealing in securities | 2007-11-08 | 2011-10-19 | RO | Asset management | 2008-02-20 | 2011-10-19 |
3 | CARDINALASIA CONSULTING LIMITED | RO | Advising on securities | 2014-04-24 | 2022-01-16 | RO | Asset management | 2014-04-24 | 2022-01-16 |
4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2003-07-25 | 2006-09-26 | Rep | Dealing in securities | 2003-07-25 | 2006-09-26 | RO | Advising on securities | 2006-09-26 | 2007-08-31 | RO | Dealing in securities | 2006-09-26 | 2007-08-31 |
5 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-08-24 | 2024-02-21 | Rep | Asset management | 2022-08-24 | 2024-02-21 |
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