Lee, Soohee (SFC:AIZ796) 李受熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-10-12 | 2008-01-01 | Rep | Asset management | 2006-04-12 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2003-07-11 | 2004-01-11 | Rep | Advising on securities | 2004-02-12 | 2016-02-29 | Rep | Dealing in securities | 2006-02-16 | 2016-02-29 | Rep | Asset management | 2006-04-12 | 2016-02-29 |
| 3 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2023-11-23 | 2024-08-31 | Rep | Dealing in securities | 2023-11-23 | 2024-08-31 | Rep | Advising on securities | 2024-09-01 | Rep | Dealing in securities | 2024-09-01 |
| 4 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2017-08-24 | 2017-10-25 | Rep | Asset management | 2017-08-24 | 2017-10-25 | RO | Advising on securities | 2017-10-25 | 2022-06-30 | RO | Asset management | 2017-10-25 | 2022-06-30 |
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