Cavatoni, Joseph Roland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-01-18 | 2012-02-13 |
2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2009-06-18 | 2011-01-14 | Rep | Advising on corporate finance | 2009-06-18 | 2012-02-13 | Rep | Asset management | 2009-06-18 | 2012-02-13 | RO | Advising on securities | 2011-01-14 | 2012-02-13 | Rep | Dealing in securities | 2011-03-25 | 2012-02-13 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Automated trading services | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-10-02 | 2009-04-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy