Chan, Yat Sing (SFC:ANI726) 陳日昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2006-05-02 | 2012-11-26 |
2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-06-30 | 2015-07-08 | Rep | Dealing in securities | 2014-06-30 | 2015-07-08 |
3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2012-11-27 | 2013-05-10 | Rep | Advising on securities | 2013-02-15 | 2013-05-10 |
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