Chan, Belle (SFC:AFV087) 陳蓓蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2004-01-15 | 2005-05-17 | Rep | Advising on securities | 2005-11-16 | 2011-01-10 | Rep | Advising on securities | 2011-07-18 | 2013-02-04 | Rep | Advising on securities | 2013-04-22 | 2017-03-21 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-03-14 | 2011-07-18 | Rep | Advising on securities | 2013-02-04 | 2017-03-21 | Rep | Dealing in futures contracts | 2013-02-04 | 2017-03-21 | Rep | Dealing in securities | 2013-02-04 | 2017-03-21 |
3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-10-09 | Rep | Advising on securities | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Automated trading services | 2003-10-09 | Rep | Dealing in securities | 2003-10-09 |
4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-10-09 | Rep | Advising on securities | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Automated trading services | 2003-10-09 | Rep | Dealing in securities | 2003-10-09 |
5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-05-18 | 2005-11-01 |
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