Yao, Sheng (SFC:ALL051) 姚聖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2008-08-15 | 2013-09-11 |
| 2 | CC Finance Limited | Rep | Advising on securities | 2006-09-25 | 2007-01-23 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-11-11 | 2006-07-21 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-11-11 | 2006-07-21 |
| 5 | Entropy Asset Management Limited | RO | Advising on securities | 2017-12-19 | 2018-10-31 | RO | Asset management | 2017-12-19 | 2018-10-31 |
| 6 | GAVEKAL CAPITAL LIMITED | Rep | Asset management | 2008-04-23 | 2008-06-05 |
| 7 | Giant Venture Asset Management Limited | RO | Asset management | 2017-01-11 | 2017-04-15 |
| 8 | Green Harmony Capital Limited | RO | Asset management | 2019-05-07 | 2020-03-17 |
| 9 | LeZi Capital Limited | RO | Asset management | 2020-12-18 | 2023-07-31 |
| 10 | Sino Cornerstone Capital Limited | RO | Advising on securities | 2024-05-21 | RO | Asset management | 2024-05-21 |
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