Chi, Chen (SFC:APZ373) 池晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-21 | Rep | Dealing in securities | 2012-03-21 |
2 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-03-21 | 2014-06-30 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-08 | Rep | Advising on securities | 2012-03-21 |
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