Fong, Wai Kim 方偉儉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOA INTERNATIONAL SECURITIES LIMITED Rep Dealing in futures contracts 2017-10-09 2017-11-14
Rep Dealing in securities 2017-10-09 2017-11-14
RO Dealing in futures contracts 2017-11-14 2018-04-09
RO Dealing in securities 2017-11-14 2018-04-09
2 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2004-05-19 2011-01-27
3 BOCI SECURITIES LIMITED Rep Dealing in securities 2004-05-19 2017-10-04
Rep Dealing in futures contracts 2005-10-13 2017-10-04
Rep Leveraged foreign exchange trading 2012-02-23 2014-11-24
4 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2018-04-24 2018-09-10
Rep Advising on futures contracts 2018-06-19
RO Dealing in futures contracts 2018-09-10 2019-07-10
Rep Dealing in futures contracts 2019-07-10
5 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2018-04-24 2018-09-10
Rep Advising on securities 2018-06-19
RO Dealing in securities 2018-09-10 2019-07-10
Rep Dealing in securities 2019-07-10
6 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-08-14
Rep Asset management 2003-08-14
Rep Automated trading services 2003-08-14
Rep Dealing in futures contracts 2004-04-28
7 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-14
Rep Advising on securities 2003-08-14
Rep Asset management 2003-08-14
Rep Automated trading services 2003-08-14
Rep Dealing in securities 2004-04-28
Rep Leveraged foreign exchange trading 2004-01-28 2004-04-28

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