Ho, Regina Wai Ping 何偉冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-07-20 | 2020-09-14 | Rep | Dealing in securities | 2010-07-20 | 2020-09-14 | Rep | Dealing in futures contracts | 2010-08-31 | 2020-09-14 | Rep | Leveraged foreign exchange trading | 2013-10-02 | 2015-03-27 |
2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-10-13 | 2022-10-31 | Rep | Dealing in futures contracts | 2020-10-13 | 2022-10-31 |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-10-13 | 2022-10-31 | Rep | Dealing in securities | 2020-10-13 | 2022-10-31 |
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