Lo, Bassanio Chun Keung 盧振強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Automated trading services | 2004-04-29 | Rep | Dealing in securities | 2006-12-31 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-07 | 2009-07-15 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-07 | 2013-11-21 | Rep | Dealing in futures contracts | 2005-10-24 | 2013-11-21 | RO | Advising on futures contracts | 2013-11-21 | 2016-08-05 | RO | Dealing in futures contracts | 2013-11-21 | 2016-08-05 | RO | Dealing in securities | 2013-11-21 | 2016-08-05 |
| 4 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2016-11-10 | 2017-01-25 | Rep | Dealing in futures contracts | 2016-11-10 | 2017-01-25 | RO | Advising on futures contracts | 2017-01-25 | 2018-10-31 | RO | Dealing in futures contracts | 2017-01-25 | 2018-10-31 |
| 5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-11-10 | 2017-01-25 | Rep | Dealing in futures contracts | 2016-12-14 | 2017-05-18 | RO | Dealing in securities | 2017-01-25 | 2018-10-31 | RO | Dealing in futures contracts | 2017-05-18 | 2018-10-31 |
| 6 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-03-07 | 2024-04-10 | RO | Dealing in futures contracts | 2024-04-10 |
| 7 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-03-07 | 2024-04-10 | Rep | Dealing in securities | 2024-03-07 | 2024-04-10 | RO | Advising on securities | 2024-04-10 | RO | Dealing in securities | 2024-04-10 |
| 8 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2019-01-15 | 2024-01-11 | RO | Dealing in futures contracts | 2019-01-15 | 2024-01-11 |
| 9 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-01-15 | 2024-01-11 | RO | Dealing in securities | 2019-01-15 | 2024-01-11 |
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