Yang, Xiaoqing (SFC:AKN223) 楊晓青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-30 | 2004-11-16 |
2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2011-01-27 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-19 | 2020-01-13 | Rep | Dealing in futures contracts | 2005-10-24 | 2020-01-13 | Rep | Leveraged foreign exchange trading | 2011-07-06 | 2014-12-17 |
4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-03-04 | Rep | Dealing in futures contracts | 2020-03-04 |
5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-04 | Rep | Dealing in securities | 2020-03-04 |
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