Ip, William Wai Lun 葉偉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amasse Capital Limited | Rep | Advising on corporate finance | 2022-12-16 | Rep | Dealing in securities | 2022-12-16 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2010-04-13 | 2011-11-14 | RO | Advising on corporate finance | 2010-07-22 | 2012-02-18 | RO | Dealing in securities | 2011-11-14 | 2012-02-18 |
| 3 | FDB Financial Group Limited | Rep | Advising on securities | 2005-06-21 | 2006-09-01 | Rep | Asset management | 2005-06-21 | 2006-09-01 | Rep | Advising on corporate finance | 2006-02-07 | 2006-09-01 |
| 4 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-01 | Rep | Advising on securities | 2004-11-01 | Rep | Asset management | 2004-11-01 | Rep | Dealing in securities | 2004-11-01 |
| 5 | Pine Peak Corporate Finance Limited | RO | Advising on corporate finance | 2021-06-15 | 2022-05-31 | RO | Dealing in securities | 2021-06-15 | 2022-05-31 |
| 6 | SMBC Nikko Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2012-07-20 | 2020-10-30 | RO | Advising on securities | 2012-09-19 | 2020-10-30 | RO | Dealing in securities | 2012-09-19 | 2020-10-30 |
| 7 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-03-21 | 2007-10-16 | RO | Advising on corporate finance | 2007-10-16 | 2010-03-28 |
| 8 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2009-03-11 | 2009-11-23 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-11 | 2010-03-28 |
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