Wong, Yuk Ting 黃鈺婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Asset management | 2010-11-01 | 2011-10-19 | Rep | Advising on securities | 2010-11-01 | 2013-01-12 | Rep | Dealing in securities | 2010-11-01 | 2013-01-12 |
2 | CAIIS Limited | Rep | Advising on securities | 2013-03-05 | 2018-02-01 | Rep | Dealing in securities | 2013-03-05 | 2018-02-01 |
3 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2005-05-18 | 2006-09-27 |
4 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on securities | 2009-02-26 | 2010-11-01 | Rep | Asset management | 2009-02-26 | 2010-11-01 | Rep | Dealing in futures contracts | 2009-02-26 | 2010-11-01 | Rep | Dealing in securities | 2009-02-26 | 2010-11-01 |
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