Chu, Marianna Wai Ling 朱偉苓

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2008-10-14 2012-09-11
Rep Advising on securities 2009-11-24 2012-09-11
RO Advising on securities 2012-09-11 2013-12-23
RO Asset management 2012-09-11 2013-12-23
RO Dealing in securities 2012-09-11 2013-12-23
2 Cynosure Asset Management Hong Kong Limited Rep Advising on securities 2016-04-18 2017-12-02
Rep Asset management 2016-04-18 2017-12-02
Rep Dealing in securities 2016-04-18 2017-12-02
3 Fubon Fund Management (Hong Kong) Limited Rep Advising on securities 2014-02-26 2014-03-05
Rep Dealing in securities 2014-02-26 2014-03-05
RO Advising on securities 2014-03-05 2016-01-01
RO Dealing in securities 2014-03-05 2016-01-01
RO Asset management 2014-11-25 2016-01-01
4 Nikko Asset Management Hong Kong Limited Rep Advising on securities 2005-02-17
Rep Asset management 2005-02-17
5 Quam Asset Management Limited (b1983-06-28) Rep Advising on securities 2018-01-15 2018-06-27
Rep Asset management 2018-01-15 2018-06-27
RO Advising on securities 2018-06-27 2018-10-15
RO Asset management 2018-06-27 2018-10-15
6 Quam Securities Limited Rep Dealing in securities 2018-01-15 2018-10-15
7 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on securities 2005-07-15 2008-09-16
Rep Asset management 2005-07-15 2008-09-16
8 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Rep Advising on securities 2018-11-12 2021-01-14
Rep Asset management 2018-11-12 2021-01-14

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