Yang, Ning (SFC:AVM735) 楊寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-14 | 2011-09-21 | Rep | Asset management | 2011-07-14 | 2011-09-21 | RO | Advising on securities | 2011-09-21 | 2012-03-21 | RO | Asset management | 2011-09-21 | 2012-03-21 | RO | Advising on securities | 2012-06-20 | 2014-03-06 | RO | Asset management | 2012-06-20 | 2014-03-06 | RO | Dealing in securities | 2012-06-20 | 2014-03-06 | RO | Advising on securities | 2015-04-30 | 2016-05-01 | RO | Asset management | 2015-04-30 | 2016-05-01 | RO | Dealing in securities | 2015-04-30 | 2016-05-01 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2010-07-16 | 2011-07-12 | Rep | Dealing in securities | 2010-07-16 | 2011-07-12 |
| 3 | WELL KING ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-07-09 | 2021-02-08 | RO | Asset management | 2019-07-09 | 2021-02-08 |
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