Wong, Eric Kai Lap 黃啟立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-18 | Rep | Dealing in securities | 2004-08-09 | RO | Dealing in securities | 2004-08-09 | 2006-10-31 | RO | Advising on corporate finance | 2004-12-03 | 2006-10-31 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-11 | 2006-10-31 |
3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-08-27 | 2010-05-18 | Rep | Dealing in securities | 2009-08-27 | 2010-05-18 | RO | Advising on corporate finance | 2010-05-18 | 2019-06-30 | RO | Dealing in securities | 2010-05-18 | 2019-06-30 | RO | Advising on securities | 2014-04-11 | 2019-06-30 |
4 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-10-29 | 2015-05-12 |
5 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-06 | 2007-11-13 | Rep | Advising on securities | 2007-09-10 | 2007-11-13 | RO | Advising on corporate finance | 2007-11-13 | 2008-05-31 | RO | Advising on securities | 2007-11-13 | 2008-05-31 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-11-01 | 2007-03-29 | Rep | Dealing in securities | 2006-11-01 | 2007-03-29 | RO | Advising on corporate finance | 2007-03-29 | 2007-05-21 | RO | Dealing in securities | 2007-03-29 | 2007-05-21 |
7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-11-01 | 2007-03-29 | RO | Dealing in securities | 2007-03-29 | 2007-05-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy