Lai, Kai Yiu 賴繼堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-28 | 2006-04-29 | Rep | Dealing in securities | 2008-12-08 | 2011-10-31 |
2 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2006-06-23 | 2008-10-15 |
3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-16 | 2008-10-15 |
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