Yung, Chi Kan 翁自勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-30 | 2011-10-31 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-24 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2019-11-25 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-24 | 2016-06-30 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-11-07 | 2012-02-23 |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2012-02-28 | 2014-11-06 |
| 6 | TARZAN STOCK & SHARES LIMITED | Rep | Advising on corporate finance | 2004-10-11 | Rep | Advising on securities | 2004-10-11 | Rep | Asset management | 2004-10-11 | Rep | Dealing in securities | 2004-10-11 |
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