Ng, Ka Kin (SFC:AUA995) 吳家鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-10-28 | 2011-02-26 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-28 | 2011-02-26 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-11 | 2012-09-20 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-11 | 2012-09-20 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-28 | 2015-01-23 | Rep | Dealing in securities | 2012-09-28 | 2015-01-23 |
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