Tse, Chi Ho (SFC:APB691) 謝志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-01-23 | 2012-03-19 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-13 | 2012-03-19 |
| 3 | Future Securities Limited (HK) | RO | Dealing in futures contracts | 2017-07-31 | 2018-08-03 | RO | Dealing in securities | 2017-07-31 | 2018-08-03 |
| 4 | HK NOBLE SKY TREASURE SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-07-18 | 2016-06-16 |
| 5 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2016-07-05 | 2016-08-26 | RO | Dealing in futures contracts | 2016-08-26 | 2017-07-09 |
| 6 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-07-05 | 2016-08-26 | RO | Dealing in securities | 2016-08-26 | 2017-07-09 |
| 7 | SINOMAX SECURITIES LIMITED | Rep | Asset management | 2020-06-15 | RO | Advising on securities | 2020-06-15 | RO | Dealing in securities | 2020-06-15 |
| 8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-10-24 | 2014-07-14 |
| 9 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2013-02-08 | 2014-07-14 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-24 | 2014-07-14 |
| 11 | Zhong Xiang Securities Limited | Rep | Dealing in securities | 2018-08-03 | 2018-08-24 | RO | Dealing in securities | 2018-08-24 | 2019-06-10 |
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