Ye, Haiya 葉海亞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-12-15 | |
2 | CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | Asset management | 2011-06-24 | |
3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-20 | 2013-09-30 | Rep | Asset management | 2007-06-20 | 2013-09-30 | Rep | Advising on securities | 2011-12-20 | 2013-09-30 | RO | Advising on securities | 2013-09-30 | RO | Asset management | 2013-09-30 | RO | Dealing in securities | 2013-09-30 | RO | Automated trading services | 2021-11-10 |
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