Lo, Kai Ngai 羅啟藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2014-04-04 | 2024-06-10 | RO | Asset management | 2014-04-04 | 2024-06-10 |
| 2 | Changjiang Futures (HK) Limited | RO | Advising on futures contracts | 2014-01-03 | 2024-06-10 | RO | Dealing in futures contracts | 2014-01-03 | 2024-06-10 |
| 3 | Changjiang Securities Brokerage (HK) Limited | RO | Advising on securities | 2014-01-03 | 2024-06-10 | RO | Dealing in securities | 2014-01-03 | 2024-06-10 | RO | Advising on futures contracts | 2016-07-26 | 2024-06-10 | RO | Dealing in futures contracts | 2016-07-26 | 2024-06-10 |
| 4 | China Finance Holdings Limited | RO | Dealing in securities | 2011-08-25 | 2013-02-15 |
| 5 | CINDA INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2003-07-29 | RO | Asset management | 2003-07-29 | RO | Dealing in futures contracts | 2010-03-12 |
| 6 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2008-03-26 | 2010-03-12 |
| 7 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-29 | Rep | Advising on securities | 2003-07-29 | Rep | Asset management | 2003-07-29 | Rep | Automated trading services | 2003-07-29 | Rep | Dealing in securities | 2005-12-22 | RO | Dealing in securities | 2005-12-22 | 2010-03-12 |
| 8 | Finet Securities Limited | Rep | Dealing in futures contracts | 2010-03-22 | 2010-06-14 | Rep | Dealing in securities | 2010-03-22 | 2010-06-14 | RO | Dealing in futures contracts | 2010-06-14 | 2013-02-15 | RO | Dealing in securities | 2010-06-14 | 2013-02-15 |
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