Shan, Juan 單娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-01-22 | 2014-10-09 | Rep | Asset management | 2013-01-22 | 2014-10-09 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-18 | 2014-10-09 | Rep | Advising on securities | 2013-01-22 | 2014-10-09 |
3 | Infinite Capital Limited (HK) | RO | Advising on securities | 2018-05-29 | 2021-07-23 | RO | Asset management | 2018-05-29 | 2021-07-23 |
4 | Marlin Capital Limited | RO | Advising on securities | 2023-08-16 | RO | Asset management | 2023-08-16 | RO | Dealing in securities | 2023-08-16 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-10-13 | 2010-06-01 |
6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | 2010-06-01 |
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