Lau, Henry Nam Fung 劉南鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-09 | 2013-06-24 | RO | Dealing in futures contracts | 2013-06-24 | 2014-09-16 |
| 2 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in futures contracts | 2020-07-03 | 2020-07-07 | Rep | Dealing in securities | 2020-07-03 | 2020-11-13 | RO | Dealing in futures contracts | 2020-07-07 | 2023-01-27 | RO | Dealing in securities | 2020-11-13 | 2023-01-27 |
| 3 | Donghai International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-03-02 | 2017-05-17 | RO | Dealing in futures contracts | 2017-05-17 | 2018-12-18 |
| 4 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-03-02 | 2018-12-18 |
| 5 | Gee Hi International Securities (Hong Kong) Limited | RO | Advising on securities | 2023-07-20 | RO | Asset management | 2023-07-20 | RO | Dealing in securities | 2023-07-20 |
| 6 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2014-10-13 | 2017-02-03 | Rep | Dealing in securities | 2015-08-24 | 2017-02-03 |
| 7 | Hang Tai Asset Management Limited | Rep | Advising on futures contracts | 2020-07-03 | 2020-07-07 | Rep | Advising on securities | 2020-07-03 | 2022-11-23 | Rep | Asset management | 2020-07-03 | 2022-11-23 | RO | Advising on futures contracts | 2020-07-07 | 2023-01-27 | RO | Advising on securities | 2022-11-23 | 2023-01-27 | RO | Asset management | 2022-11-23 | 2023-01-27 |
| 8 | JMC Capital HK Limited | Rep | Advising on securities | 2019-06-25 | 2020-05-31 | Rep | Asset management | 2019-06-25 | 2020-05-31 | Rep | Dealing in securities | 2019-06-25 | 2020-05-31 |
| 9 | JMC Capital International Limited | RO | Advising on futures contracts | 2019-01-31 | 2020-05-31 | RO | Dealing in futures contracts | 2019-01-31 | 2020-05-31 |
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