Lee, Chung Man (SFC:AGF470) 李頌民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-08-12 | 2013-06-07 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-08-12 | 2013-06-07 |
3 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-06-13 | |
4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-06-13 | |
5 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-01-15 | 2008-05-31 |
6 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2003-10-31 | 2007-09-21 |
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