Leong, Wai Ip 梁偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-17 | 2007-03-26 |
2 | CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-18 | 2008-10-09 |
3 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-26 | 2014-03-10 |
4 | KING FOOK SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-28 | Rep | Advising on securities | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Dealing in securities | 2006-05-03 |
5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2017-04-03 | 2017-05-19 |
6 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-04-15 | |
7 | Public Securities Limited | Rep | Dealing in securities | 2010-02-08 | 2010-04-15 |
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