Lee, Chi Wai (SFC:ADN830) 李滋偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2019-03-05 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-06 | 2019-03-05 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2004-08-12 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Dealing in futures contracts | 2004-08-12 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2004-08-12 |
| 6 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2005-03-30 | 2005-06-07 |
| 7 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-09-30 | 2004-10-18 |
| 8 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-09-30 | 2004-10-19 |
| 9 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-04-02 | 2019-08-31 |
| 10 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-04-02 | 2019-08-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy