Ng, Tin Wai (SFC:AQE692) 吳天慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-07-22 | Rep | Dealing in securities | 2014-07-22 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-02-24 | 2014-07-04 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-02-24 | 2014-07-04 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2008-01-04 | 2010-02-12 |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-03-14 | 2010-02-12 |
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