Lam, Kin Sang 林健生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-07-28 | 2019-01-31 | Rep | Asset management | 2017-07-28 | 2019-01-31 |
2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2011-07-15 | 2017-06-02 | Rep | Asset management | 2011-07-15 | 2017-06-02 |
3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-21 | 2007-07-13 |
4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-21 | 2007-07-13 |
5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-03-11 | 2024-10-31 | Rep | Dealing in securities | 2019-03-11 | 2024-10-31 |
6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-03-11 | 2024-10-31 |
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