Dickinson, Alexander Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2021-08-23 | 2022-04-25 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-02-05 | 2015-03-25 | Rep | Dealing in futures contracts | 2013-06-04 | 2015-03-25 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-02-05 | 2013-08-31 | Rep | Dealing in securities | 2007-02-05 | 2013-08-31 |
4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in securities | 2005-11-14 |
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