Wan, Paul Po Wing 溫寶榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Advising on securities | 2012-12-24 | 2015-06-09 |
2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-07-04 | 2012-12-24 |
3 | Horizon Asset International (HK) Limited | Rep | Asset management | 2015-09-01 | 2018-04-30 |
4 | JVSakk Asia Limited | Rep | Dealing in securities | 2018-09-04 | 2019-02-18 |
5 | JVSakk Asset Management Limited | Rep | Asset management | 2018-08-01 | 2019-02-18 | Rep | Advising on securities | 2018-09-04 | 2019-02-18 |
6 | Metropoly Capital (HK) Limited | RO | Asset management | 2019-11-01 | 2022-05-31 |
7 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2024-02-23 |
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