Mak, Ka Sing 麥嘉聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-02-02 | 2015-08-28 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-02 | 2015-08-28 |
| 3 | China Transfer Capital Investment Limited | RO | Dealing in securities | 2016-11-24 | 2018-08-31 |
| 4 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-12-24 | 2012-05-09 | RO | Dealing in futures contracts | 2008-12-24 | 2012-05-09 | Rep | Advising on securities | 2010-08-27 | 2012-05-09 |
| 5 | Glory Sun Securities Limited | Rep | Dealing in securities | 2012-05-18 | 2013-09-16 | RO | Dealing in futures contracts | 2012-09-18 | 2013-09-16 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Automated trading services | 2003-09-22 | Rep | Dealing in futures contracts | 2008-12-05 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Automated trading services | 2003-09-22 | Rep | Dealing in securities | 2008-12-05 | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2008-12-05 |
| 8 | HF Securities and Futures Limited | RO | Dealing in futures contracts | 2015-10-28 | 2016-11-03 | RO | Dealing in securities | 2015-10-28 | 2016-11-03 |
| 9 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2014-03-10 | 2015-01-19 | Rep | Dealing in securities | 2014-03-10 | 2015-01-19 |
| 10 | Pamirs Capital (H.K.) Limited | Rep | Advising on securities | 2020-08-25 | 2020-09-08 | Rep | Asset management | 2020-08-25 | 2020-09-08 | RO | Advising on securities | 2020-09-08 | RO | Asset management | 2020-09-08 | RO | Dealing in securities | 2023-01-10 |
| 11 | Parchment Capital Limited | RO | Advising on securities | 2019-03-15 | 2020-01-31 | RO | Asset management | 2019-03-15 | 2020-01-31 |
| 12 | Parchment Investment Limited | Rep | Dealing in securities | 2018-11-06 | 2019-03-15 | RO | Dealing in securities | 2019-03-15 | 2020-01-31 |
| 13 | ZH SECURITIES LIMITED | RO | Advising on securities | 2020-02-07 | 2020-03-06 | RO | Asset management | 2020-02-07 | 2020-03-06 | RO | Dealing in securities | 2020-02-07 | 2020-03-06 |
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