Luk, Chung Yan 陸頌欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-28 | 2015-08-29 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-11-28 | 2015-08-29 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-28 | 2015-08-29 |
| 4 | FORMAX SECURITIES LIMITED | RO | Dealing in futures contracts | 2017-12-06 | 2018-02-13 | RO | Dealing in securities | 2017-12-06 | 2018-02-13 |
| 5 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-05-10 | 2018-08-09 |
| 6 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-10 | 2018-08-09 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-21 | Rep | Dealing in futures contracts | 2008-11-18 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-21 | Rep | Advising on securities | 2005-03-21 | Rep | Asset management | 2005-03-21 | Rep | Dealing in securities | 2008-11-18 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-09-10 | 2017-10-05 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-09-10 | 2017-10-05 |
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