Chau, Kin Kei (SFC:AAZ657) 周建基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-21 | 2013-01-05 | Rep | Dealing in securities | 2020-06-05 | 2021-04-21 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-21 | 2013-01-05 |
| 3 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-07 | 2019-02-25 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-08-11 | 2008-03-18 |
| 5 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2019-02-27 | 2020-05-20 | Rep | Dealing in securities | 2021-04-28 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2013-01-17 | 2015-04-30 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | Rep | Automated trading services | 2004-01-15 | Rep | Dealing in securities | 2005-08-02 |
| 8 | WINTONE SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-18 | 2010-06-01 |
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